THE ROLE OF ANIMAL RESEARCH IN UNDERSTANDING AND TREATING AUTISM
R. Robert Holson, Ph.D.
Department of Psychology
New Mexico Institute of Mining and Technology
Socorro, NM 87801
THE CURRENT SITUATION
Animal research is under-represented in autism research
Of the most recent 400 papers on autism listed in Medline, 5 used animals.
There is no generally-accepted animal model of autism.
This under-representation is misleading:
Our understanding of the brain comes predominantly from basic research in animals.
The lack of an animal model of full-fledged autism does not preclude modeling aspects of elements of autistic neuropathology.
This talk will use interesting new findings in autism research to illustrate the current and potential role of animal models in understanding autism.
Genetics of Autism
BACKGROUND:
Identical (monozygotic) twins are concordant for autism in some 60% of known cases
With concordance reaching 90% for autistic-spectrum symptoms.
Nonidentical (dizygotic) twins are concordant in less than 2% of cases
Indicating that anywhere from 3 to 10 genes could be involved
But lack of full concordance in monozygotic twins leaves plenty of room for environmental factors.
And males are at much higher risk for autism
Sex ratios often around 4 autistic males for every autistic female
And sometimes much more!
VALUE OF A CLINICAL MORPHOLOGY EXAMINATION IN AUTISM, by J.M. Miles and R.E. Hillman,American Journal of Medical Genetics,91:245-253,2000.
This recent paper from Missouri evaluated 133 autistic children for minor genetic anomalies and neurological abnormals on MRI.
Findings showed an extremely high preponderance of males in the normal (no abnormalities) autistic group
| Classification | Number | Sex Ratio |
| Normal morphology, normal MRI | 24 | 23M:1F |
| Abnormal morphology and/or MRI | 31 | 2.1M:1F |
These and similar findings clearly suggest that at least in a sub-set of autistic children, autism is somehow sex-linked
Yet gene scans do not suggest a primary abnormality in the X or Y 23rd chromosome
The phenomenon of genomic imprinting may explain these puzzling findings
GENOMIC IMPRINTING
Certain genes in the sperm or egg are altered according to the sex of the parent
Hence called imprinted genes
Imprinted genes often contain instructions for genes on other chromosomes
Imprinting seems to a sort of genetic war between the sexes - often involves one sex silencing genes from the other sex
And there can be abnormalities in this process which do NOT involve clear abnormalities in the affected chromosome
THE EVIDENCE FOR PROTECTIVE GENOMIC IMPRINTING IN AUTISM, IMPRINTING THE X-CHROMOSOME, AND THE MALE BRAIN: EXPLAINING SEX DIFFERENCES IN THE LIABILITY TO AUTISM. D.H. Skuse,Pediatric Research,47:9-16, 2000.
The author looked at girls with Turner's Syndrome, a genetic abnormality in which one of the two X-chromosomes is missing
Found that when such girls had the maternal, but not paternal X-chromosome, they showed autism spectrum disorders
Contact the Southwest Autism for a graph of the above findings
CONCLUSION:
WHEN familial genes for autism are present, they are inhibited by the patern X-chromosome, always present in normal girls, never in normal boys
But this inhibition occurs in other chromosomes NOT the sex chromosome
THE POTENTIAL ROLE FOR ANIMAL RESEARCH INTO THE GENETIC MECHANISMS OF AUTISM
Increasingly we can use genetically-altered mice to mimic any human genetic abnormality
Thus findings such as the above can lead to testing of such hypotheses in mouse genetic models
Foundation for Biomedical Research, FBR Facts,Vol. VII, No. 4, November 2000
Mighty Mice: Genetically Tweaked to Save Human Lives,Some very special rodents are revolutionizing disease research
On October 16, 2000 a team of researchers at the National Institutes of Health (NIH) announced that they had achieved a decades-long goal of genetically engineering mice to develop Burkitt's lumphoma, a rare but deadly cancer that attacks children and AIDS patients. Previous attempts to engineer Burkitt's mice failed, but the scientists, led by Herbert C. Morse III, M.D., finally found the proper genetic mix by creating a "mini-gene" that reproduces the cancer just as it occurs in people.
Scientists have much more to learn about how other genetic mutations, environmental factors, and infectious agents, such as teh Epstein-Barr virus, work together to cause Burkitt's lymphoma and other cancers. But studying the Burkitt's mice will lead to new understandings about why some people are predisposed to lymphoma, while other people develop other cancers.
"The only way to find this out is to invest basic research into mouse models of cancer," noted team member Siegfried Janz, M.D. of teh National Cancer Institute.
The development of genetically altered mice is one of the most remarkable steps forward in the history of disease research. Like the Pied Piper in reverse, these mice are leading us to a brighter future; one in which new medicines may treat or even cure many of the diseases and health disorders that currently plague mankind.
Contact the Southwest Autism for a graph of the above findings
NEUROANATOMICAL ABNORMALITIES IN AUTISM
THERE IS INCREASING EVIDENCE FOR FOCAL NEUROANATOMICAL ABNORMALITIES IN AUTISM
EXAMPLE: NEUROANATOMICAL AND NEUROCOGNITIVE DIFFERENCES IN A PAIR OF MONOZXYGOUS TWINS DISCORDANT FOR STRICTLY DEFINED AUTISM. W.R. Kates et al.,Annals of Neurology,43-782-791, 1998.
In this study, the affected twin had MRI abnormalities not seen in the unaffected twin in:
Cerebellar vermis
Amygdala
Caudate nucleus
Will briefly review other studies suggesting abnormalities in the autistic cerebellum and amygdala
AUTISM AND THE CEREBELLUM
IMAGING AND NEUROHISTOLOGICAL STUDIES REVEAL ABNORMALITIES IN THE CEREBELLUM IN AUTISM
These abnormalities are seen throughout the cerebellum, but are most pronounced in the midline cerebellar vermis
Histological analysis of the few autistic brains which have come to autopsy has shown consistent abnormalities in this brain region
MRI studies show stunting of the vermis, despite a few cases of (equally pathological) enlargement of the vermis
Contact the Southwest Autism for a graph of the above findings
OTHER NEUROLOGICAL DISORDERS INVOLVING CEREBELLAR STUNTING:
| Disorder | Related to Autism? |
| Schizophrenia | YES - negative symptoms include severe social withdrawal |
| Fragile X |
YES - some cases diagnosed as autism, substantial cognitive impairment |
| Joubert Syndrome |
YES - Agenesis of vermis sometimes expressed as autism |
| Down's Syndrome |
??? - Does involve stunting of cerebellum, otherwise rather unlike autism |
ANIMALS MODELS OF AUTISM INVOLVING CEREBELLAR DAMAGE
AN ANIMAL MODEL OF AUTISM: BEHAVIOURAL STUDIES IN THE GS GUINEA-PIG. J. Caston et al.,European Journal of Neuroscience,10:2677-2684, 1998.
THE GS GUINEA-PIG IS A STRAIN WITH GENETIC ABNORMALITIES IN THE VERMIS
Behavioral testing revealed a syndrome not unlike human autism, including:
Stereotyped motor behavior
Reduced exploration
Marked inability to shift attention
Reduced social interactions
The same French group has recently reported that rats with neonatal removal of hte cerebellar vermis show behavioral traits resembling autism.(EFFECTS OF EARLY MIDLINE CEREBELLAR LESION ON COGNITIVE AND EMOTIONAL FUNCTIONS IN THE RAT. S. Bobee et al., Behavioural Brain Research, 112:107-117, 2000)
Clearly this approach holds promise for developing animal models of autistic abnormalities, if not autism per se.
AUTISM AND THE AMYGDALA
THE AMYGDALA:
Is buried in the posterior temporal lobe
Virtually everything we know about the amygdala comes from animal experiments:
This area is critical for linking sensory stimuli to emotional and motivational content
Plays an important role in complex social behavior
Contact the Southwest Autism for a diagram of the above findings
THE AMYGDALA IN AUTISM
EVIDENCE FOR DAMAGE TO THE AMYGDALA IN AUTISM:
Identical twin study already referenced showed selective stunting of amygdala in the autistic twin
Tuberous sclerosis is associated with autism in those with growths in the temporal lobe (ASSOCIATION OF TUBEROUS SCLEROSIS OF TEMPORAL LOBES WITH AUTISM AND ATYPICAL AUTISM. P.F.Bolton and P.D. Griffiths, Lancet, 349:392-395, 1997)
Autism is accompanied by damage to this region:
Shown in histopathological studies
See in brain scans (e.g., MRI VOLUMES OF AMYGDALA AND HIPPOCAMPUS IN NON-MENTALLY RETARDED AUTISTIC ADOLESCENTS AND ADULTS. E.H. Aylward et al.,Neurology,53:2145-2150, 1999).
Functional amygdalar abnormalities in autistic social cognition revealed in a recent study: SOCIAL INTELLIGENCE IN THE NORMAL AND AUTISTIC BRAIN: AN fMRI STUDY. S. Baron-Cohen, et al., European Journal of Neuroscience, 11:1891-1898, 1999).
Study showed that in controls, the ability to correctly interpret human emotions from pictures of eyes required activation of the amygdala.
High-functional autistics (Asperger Syndrome) had problems with this task, and did not activate the amygdala in processing such information.
ANIMAL MODELS OF THE AMYGDALA THEORY OF AUTISM
BASIC RESEARCH: WE HAVE ALREADY NOTEAD THAT ANIMAL RESEARCH IS RESPONSIBLE FOR OUR UNDERSTANDING OF THIS REGION
SPECIFIC ANIMALS MODELS OF AUTISM:
Another French group has suggested that lesions of the amygdala in monkeys produce autistic deficits(THE CONTRIBUTION OF MEDIAL TEMPORAL LOBE STRUCTURES IN INFANTILE AUTISM: A NEUROBEHAVIORAL STUDY IN PRIMATES. J. Bachevalier and P.M. Merjanian, in Bauman ML and Kemper TL (Eds), THE NEUROBIOLOGY OF AUTISM, Johns Hopkins Press, pp 146-169, 1994).
NEUROBEHAVIORAL TERATOGENS AND AUTISM
PAT RODIER, A LEADING NEUROBEHAVIORAL TERATOLOGIST, HAS SUGGESTED THAT:
AN INCREASED INCIDENCE OF AUTISM IN THALIDOMIDE-EXPOSED INFANTS WITH EAR NOT LIMB ABNORMALITIES SUGGESTS A VERY EARLY DEVELOPMENTAL WINDOW OF VULNERABILITY FOR AUTISM
NEUROHISTOLOGY SUGGEST ABNORMALITIES IN MOTOR NUCLEI OF THE AUTISTIC BRAINSTEM
Moebius syndrome, for example, involves over-expression of autism in children with facial paralysis and eye movement deficits due to problems in brainstem motor nuclei similar to those reported above
PRENATAL EXPOSURE TO VALPROIC ACID CAUSES A FETAL ANTICONVULSANT SYNDROME WITH AUTISTIC FEATURES (A CLINICAL STUDY OF 57 CHILDREN WITH FETAL ANTICONVULSANT SYNDROMES. S.J.Moore et al., Journal of Medical Genetics, 37:489-397, 2000)
ANIMALS MODELS: Rodier and others have shown that in rats, prenatal valproate exposure on the 12th day of gestation causes stunting of cerebellar vermis and brainstem motor nuclei suggestive of autism
PRENATAL VITAMIN A EXPOSURE AND AUTISTIC-LIKE BRAIN DAMAGE
THE A VITAMINS ARE AMONG THE MOST POTENT OF ALL NEUROBEHAVIORAL TERATOGENS
In humans, very early exposure can result in mental retardation, as yet poorly characterized
Dr. Jane Adams, who studies birth defects in children exposed to potent synthetic vitamin A compounds ("retinoids") in utero, has been collaborating with me in studies of the neurbehavioral consequences of such exposure in rats
FINDINGS TO DATE:
NEROPATHOLOGY: Exposure on or around the 12th day of gestation:
Selectively stunts cerebellar vermis
Also stunts the inferior olive, a major brainstem cerebellar relay nucleus
Stunting of inferior olive is also reported in histological examination of autistic brains
BEHAVIOR:
Exposed neonates have problems with the righting reflex, recently also reported in neonatal autistic children (MOVEMENT ANALYSIS IN INFANCY MAY BE USEFUL FOR EARLY DIAGNOSIS OF AUTISM. P.Teitelbaum et al., Proceedings of the National Academy of Sciences, 95:13982-13987, 1998)
Contact the Southwest Autism for a diagram of the above findings
STRAIN AND TREATMENT
Such animals also show abnormalities in the dopamine system, including a reduction in the behavioral response to amphetamine and cocaine
Dopaminergic abnormalities may explain autistic stereotypes
Research funded in part by the National Alliance for Autism Research (NAAR) is ongoing, and will examine:
Detailed neuroanatomical abnormalities
Social behavior in these rats
Abnormalities in running wheels suggesting excessive emotional upset to outside interference
CONCLUSIONS:
THERE ARE ALREADY A NUMBER OF ATTRACTIVE ANIMAL MODELS OF AT LEAST CERTAIN NEUROLOGICAL ASPECTS OF AUTISM
FUNDING FOR SUCH ANIMAL REASEARCH IS ALL BUT NON-EXISTENT IN THE USA
And cannot be expected to improve without major increases in overall federal funding levels of the NIH and the NSF.
Coupled with constant political pressure on funding sources from groups such as this:
THE "ANIMAL RIGHTS" MOVEMENT: A SECOND THREAT TO ANIMAL MODELS IN AUTISM
Recent successful legal challenges by Animal Rightists to small rodent laboratories could well make my continuing research impossible. See article.
It is critical for patient advocacy groups to support animal research at the national and local levels
Contact the Southwest Autism for a copy of the article referenced above
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